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Table of Contents

  • Foreword
  • Conventions
  • 1 Introduction
  • 2 Overview
  • 3 Technical Specifications for COUNTER Reports
  • 4 COUNTER reports
  • 5 Delivery of COUNTER Reports
  • 6 Logging Usage
  • 7 Processing Rules for Underlying COUNTER Reporting Data
  • 8 SUSHI for Automated Report Harvesting
  • 9 Audit
  • 10 Other Compliance Topics
  • 11 Extending the Code of Practice
  • 12 Continuous Maintenance
  • 13 Transitioning from Previous Releases or to New Reporting Services
  • 14 Change History
  • Appendices
    • Appendix A: Glossary of Terms
    • Appendix B: Changes from Previous Releases
    • Appendix C: Vendor/Aggregator/Gateway Declaration of COUNTER Compliance
    • Appendix D: Guidelines for Implementation
    • Appendix E: Audit Requirements and Tests
      • E.1 General Auditing Requirements
      • E.2 The Required Audit Outputs
      • E.3 The Required Audit Tests
    • Appendix F: Handling Errors and Exceptions
    • Appendix G: List of Federated Search Products
    • Appendix H: Sample COUNTER Master Reports and Standard Views
    • Appendix I: List of internet robots, crawlers and spiders
COUNTER Code of Practice Release 5
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  • Appendices »
  • Appendix E: Audit Requirements and Tests

Appendix E: Audit Requirements and TestsΒΆ

  • E.1 General Auditing Requirements
    • Audit Philosophy
    • Third Party Hosts and Vendors
    • Auditing and Test-Scripts
      • 1. Frequency of the Audit
      • 2. COUNTER Usage Reports for which an Independent Audit is Required
      • 3. General Conditions for Carrying out an Audit Test
  • E.2 The Required Audit Outputs
  • E.3 The Required Audit Tests
    • Stage 1. Report Format: Checking the report layout and file-format against the COUNTER Code of Practice
    • Stage 2. Data Integrity: Checking the usage numbers as reported
      • Platform Reports
        • Master Report: PR
        • Standard View: PR_P1
      • Database Reports
        • Master Report: DR
        • Standard View: DR_D1
        • Standard View: DR_D2
      • Title Reports
        • Master Report: TR
        • Standard View: TR_B1
        • Standard View: TR_B2
        • Standard View: TR_B3
        • Standard View: TR_J1
        • Standard View: TR_J2
        • Standard View: TR_J3
        • Standard View: TR_J4
      • Item Reports
        • Master Report: IR
        • Standard View: IR_A1
        • Standard View: IR_M1
    • Stage 3. Report Delivery: Checking delivery of the reports
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